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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-10 |
| CO | RA | APPROVED | 2016-08-05 |
Branch Locations
200 W College Dr, Durango, CO 81301 • United States
102 S Tejon St Ste 1000 [Mj-Rbo], Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Durango | CO | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Durango | CO | 11/2016 | Present |
COLORADO HIGHLAND HELICOPTERS, NOT INV RELATED, DURANGO, CO, INSTRUCTOR PILOT, START: 7/12/2022, 20 HRS/MONTH, 10 HRS DURING TRADING, FLIGHT INSTRUCTION. RED DAWN AVIATION, LLC, NOT INVT RELATED, DURANGO, CO, FLIGHT INSTRUCTOR, START DATE 5/8/2023, 20 HRS PER MONTH, 0 HRS DURING TRADING, FLIGHT INSTRUCTION CONTINGENT SUCCESSOR EXECUTOR FOR FRIEND ESTATE; INV RELATED;GLENWOOD SPRINGS,CO; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 03/09/2067; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-10 |
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