Seymour Otis Williams

Employer firm

Lifemark Securities Corp. CRD 16204

$425M regulatory AUM 380 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1989 → Present
  Accountable Financial Management
  Ny, NY
• 10/2010 → 10/2021
  Sunstreet Securities, Llc
  Laveen, AZ
• 10/2021 → Present
  Lifemark Securities Corp.
  Rochester, NY

Previous Registrations

• 2005-10-24 → 2010-08-12
  Cetera Investment Advisers Llc
  New York, NY
• 2004-06-14 → 2005-10-24
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ

Other Businesses

DBA ACCOUNTABLE FINANCIAL MANAGEMENT CORP. USED FOR LIFEMARK BUSINESS AND ALL OTHER ACTIVITIES. ALL EMPLOYMENTS AT SAME ADDRESS: 524 MAIN STREET, NEW YORK, NY 10044. 1. TAX PREPARER / NOT INVESTMENT RELATED / SINCE 1988 / 20 HOURS/MONTH / 10 HOURS/MONTH DURING SECURITIES TRADING HOURS / SEASONAL TAX PREPARATION. 2. INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / SINCE 1988 / 20 HOURS/MONTH / 10 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, HEALTH, P&C PRODUCTS. 3. MORTGAGE BROKER / NOT INVESTMENT RELATED / SINCE 1988 / OWNER / 20 HOURS/WEEK / 10 HOURS/WEEK DURING SECURITIES TRADING HOURS 4. REAL ESTATE BROKER / NOT INVESTMENT RELATED / SINCE 1988 / OWNER / 20 HOURS/WEEK / 10 HOURS/WEEK DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-10-23

Designations

• Certified Financial Planner