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5335-1/2 Ballard Ave Nw Suite 6, Seattle, WA 98107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2013-06-20 |
Branch Locations
5335-1/2 Ballard Ave Nw Suite 6, Seattle, WA 98107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tracker Research Llc | Seattle | WA | 01/2013 | Present |
Member of the Board of Directors of Highlands Community Facilities Association ("HCFA"), The Highlands, Seattle, Washington 98177. HCFA is a non profit Washington Corporation organized to finance infrastructure in the Highlands on behalf of the Highlands Utility District. One hour per year, none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-18 |
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