Dominick Joseph Panetta

Current Employers

Employment History

• 04/2011 → 05/2019
  Lpl Financial Llc
  Albany, NY
• 04/2011 → Present
  Independent Financial Partners
  Albany, NY
• 05/2019 → Present
  Ifp Securities, Llc
  Albany, NY

Previous Registrations

• 2007-01-26 → 2011-05-02
  Pks Advisory Services, Llc
  Albany, NY

Other Businesses

(1) Generations Planning Group, LLC; Fixed Insurance; Non-Investment Related; 2020 Western Ave, Albany, NY 12203; Owner; Sales, Administrations of traditional insurance products; Non-variable insurance such as term life, whole & universal life, disability, LTC; Start 4/29/2011; 5 hr/mo, 3 hr/mo during trading. (2) Generations Planning Group, LLC; DBA; Investment Related; 2020 Western Ave, Albany, NY 12203; Owner; Provide Insurance & Securities guidance, sales & service to clients. Start 4/29/2011; 200 hr/mo, 160 hr/mo during trading. (3) 08/07/2013 - REAL ESTATE RENTAL - IN-LAW APARTMENT IN MY HOME. TENANT IS NOT AN INVESTOR ANYWHERE. - 2% OF TIME SPENT - ALBANY, NY (4) 07/07/2014: IFP DBA GENERATIONS PLANNING GROUP, LLC - INV REL - 2022 WESTERN AVE, ALBANY NY 12203 - REGISTERED INVESTMENT ADVISOR HYBRID - (HYBRID) IFP DBA GENERATIONS PLANNING GROUP, LLC - START 01/21/11 - 120 HR/MO 100 DURING SECS TRDG HRS - FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, OR OTHER RELATED FINANCIAL CONSULTING (5) Pan-Western, LLC; Real Estate; Not Investment Related; 2020 Western Ave, Albany, NY 12203; Owner; Buy commercial office building in which in which Generations Planning Group, LLC is a tenant. Lease to purchase agreement between Pan-Western, LLC (owned by D.J and Renee Panetta) and Building Owner Vic Gagliardi; Start 7/1/2018; 3 hr/mo, 1 hr/mo during trading. (6) Guilderland, NY Chamber of Commerce; Non-Profit 501(c)(3); Not Investment Related; 2050 Western Ave, Guilderland, NY 12084; Board Member; Assist board to set Policy, goals, and objectives of the Chamber; Start 7/1/2020; 2 hr/mo, 2hr/mo during trading. (7) Society of Financial Service Professionals, N.E. NY Chapter; Non-Profit 501(c)(3); Not Investment Related; PO Box 17, Latham, NY 12110; Board Member; Assist chapter's board in promoting, growing, and improving our local chapter; Start 6/1/2015; 1 hr/mo, 1 hr/mo during trading. (8) Dominick & Renee Panetta; Real Estate; Not Investment Related; 6183 Johnston Rd, Albany, NY; Owner; Maintain apartment rental; Start 5/25/2004; 4 hr/mo, 0 hours during trading. (9) Highland Capital Brokerage; Investment Related; 3535 Grandview Parkway, Suite 600, Birmingham, AL 35243; Sales of Fixed Insurance Business which includes Term Life, Annuities, LTC, Whole, etc. Agency. (10) Advisors Insurance Brokers; Investment Related; 11 Executive Park Drive Clifton Park, NY 12065; Sales of Fixed Insurance Business which includes Fixed Insurance; Long Term Care, Disability, Term Life Whole life Agency

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-13
• S63 Uniform Securities Agent State Law Examination
  1987-10-14

Designations

Other Names

• Dj Panetta