Richard Jeffery Anthony

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Albany, NY
• 06/2021 → Present
  Cetera Wealth Services, Llc
  Amsterdam, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-11-13 → 2021-06-09
  Voya Financial Advisors, Inc.
  Albany, NY
  Albany, NY
  Malden, MA
  Windsor, CT
  Amsterdam, NY
• 2012-08-20 → 2014-09-16
  Cadaret, Grant & Co., Inc.
  Albany, NY
• 2012-01-17 → 2012-08-07
  Curian Capital, Llc
  Denver, CO
• 2010-01-01 → 2011-09-09
  Invesco Advisers, Inc.
  Atlanta, GA
• 2002-05-10 → 2010-01-01
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Other Businesses

1) NAME OF ENTITY:Richard Anthony Planning LLC, DBA Professional Planning Group; No; 200 GREAT OAKS BLVD STE 221; ALBANY; NY; 12203; Financial Services/dba; Financial Advisor; 8/1/2012; 160; 160; Sell and Service Insurance, Securities, Financial Planning and Investment Products.| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 200 GREAT OAKS BLVD STE 221; ALBANY; NY; 12203; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/29/2014; 5; 5; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-09
• S63 Uniform Securities Agent State Law Examination
  1989-11-16

Other Names

• Rick Anthony
• Richard Jeffrey Anthony