Michael Stephen Shapiro

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Albany, NY
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF ENTITY:PROFESSIONAL PLANNING GROUP; Yes; 200 GREAT OAKS BLVD STE221; ALBANY; NY; 12203; FINANCIAL SERVICES/DBA; SENIOR VICE PRESIDENT; 8/19/2016; 160; 160; SALE OF INSURANCE AND SECURITIES PRODUCTS 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 200 GREAT OAKS BLVD STE 221; ALBANY; NY; 12203; FIXED INSURANCE SALES; independent insurance agent; 5/5/2003; 160; 160; sales and service of fixed insurance products 3. NAME OF OTHER BUSINESS: FRIENDS OF KINDERHOOK LIBRARY; INVESTMENT RELATED: NO; ADDRESS: 18 HUDSON ST, KINDERHOOK, NY 12106; NATURE OF BUSINESS: BOARD; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: MEMBER AT LARGE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: GENERAL PARTICIPATION IN MEETINGS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-16
• S63 Uniform Securities Agent State Law Examination
  1998-08-06

Other Names

• Michael S Shapiro