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Kent William Crawford

LPl Financial LLC

Modesto, CA

CRD 1721699

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-26
CA RA APPROVED 2011-12-02
  • TX RA
    APPROVED
    Since 2012-10-26
  • CA RA
    APPROVED
    Since 2011-12-02

Branch Locations

4101 Tully Rd, Suite 301, Modesto, CA 95356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Modesto CA 12/2011 Present
Previous Registrations
  • 2006-10-02 → 2011-12-02
    Modesto, CA
    Modesto, CA
Other Businesses

(1) 12/01/2011 - CG PROPERTIES, LLC - REAL ESTATE RENTAL - LLC OWNS AND MANAGS 2 PROPERTIES - 2% OF TIME SPENT - MODESTO, CA (2) 12/01/2011 - DBA ONLY - GRANITE WEALTH MANAGEMENT - 100% OF TIME SPENT - MODESTO, CA (3) 07/13/2026 - Accountable Finance - Outside/W-2 Employment - Not Investment Related - San Francisco, CA - Start Date 07/15/2026 - 5 hours per month/ 2 hour during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-21
  • S63 Uniform Securities Agent State Law Examination
    1991-08-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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