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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-26 |
| CA | RA | APPROVED | 2011-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Modesto | CA | 12/2011 | Present |
(1) 12/01/2011 - CG PROPERTIES, LLC - REAL ESTATE RENTAL - LLC OWNS AND MANAGS 2 PROPERTIES - 2% OF TIME SPENT - MODESTO, CA (2) 12/01/2011 - DBA ONLY - GRANITE WEALTH MANAGEMENT - 100% OF TIME SPENT - MODESTO, CA (3) 07/13/2026 - Accountable Finance - Outside/W-2 Employment - Not Investment Related - San Francisco, CA - Start Date 07/15/2026 - 5 hours per month/ 2 hour during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-21 |
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