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Jesse G Cortez

Wells Fargo Clearing Services, LLC

Modesto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-03
  • CA RA
    APPROVED
    Since 2025-01-03

Branch Locations

515 Lyell Dr Ste 103, Modesto, CA 95356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Banos CA 10/2012 01/2018
Jpmorgan Chase Bank, N.A. Los Banos CA 01/2018 01/2025
Wells Fargo Clearing Services, Llc Modesto CA 01/2025 Present
Previous Registrations
  • 2014-08-05 → 2025-01-05
    J.P. Morgan Securities Llc
    Los Banos, CA
    Turlock, CA
    Modesto, CA
    Modesto, CA
    Los Banos, CA
    Turlock, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-31
S63 Uniform Securities Agent State Law Examination 2011-02-22
  • S66 Uniform Combined State Law Examination
    2014-07-31
  • S63 Uniform Securities Agent State Law Examination
    2011-02-22
Other Names
  • Jesse Esparza Garcia
  • Jesse G Cortez
  • Jesse Garcia Cortez
  • Jesse Cortez

View on SEC IAPD

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KATRINA M MORGANSON
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA
MARK ALLAN KLEIDERLEIN

Other Offices

LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA
U.S. BANCORP ADVISORS, LLC · Modesto, CA

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