James Douglas Horn

Current Employers

Employment History

• 08/2009 → 12/2016
  Foothill Securities, Inc.
  Maryville, TN
• 01/2003 → 05/2024
  Commercial Real Estate
  Maryville, TN
• 03/1987 → 05/2024
  Qfc Insurance Sales
  Maryville, TN
• 01/1996 → 05/2024
  Qfc Registered Investment Advisor
  Maryville, TN
• 03/1987 → 05/2024
  Qfc Tax Service
  Maryland, TN
• 01/2005 → 05/2024
  Top Of The Plaza
  Maryville, TN
• 10/2004 → 05/2024
  Topstock Vizslas
  Maryville, TN
• 04/2000 → 05/2024
  Selart Corp
  Dallas, TX
• 07/2001 → 05/2024
  Trustee
  Maryville, TN
• 02/2011 → 04/2022
  Trustee
  Maryville, TN
• 11/2010 → 05/2024
  Co-Trustee
  Maryville, TN
• 12/2016 → 12/2017
  Securities America, Inc.
  Maryville, TN
• 01/2018 → 05/2024
  Crown Capital Securities Llp
  Orange, CA
• 05/2024 → Present
  Lpl Financial Llc
  Maryville, TN
• 01/2024 → Present
  Quality Financial Concepts
  Maryville, TN

Other Businesses

1) 05/01/2024 - QUALITY FINANCIAL CONCEPTS - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/1996 - 160 Hrs/Mo; 8 Hrs During Trading. 2) 05/01/2024 - Top of the Plaza - Inv Related - Maryville, TN - Real Estate Rental - Co-Owner - Started: 1/1/2007 - 3 Hrs/Mo; 1% of Time Spent. 3) 05/01/2024 - Broadway Interest - Inv Related - Maryville, TN - Real Estate Rental - Co-Owner - Started: 4/15/2006 - 20 Hrs/Mo; 0 Hr During Trading. 4) 05/01/2024 - QFC Services LLC - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President - Tax Prep - Started: 3/1/1987 - 30 Hrs/Mo; 1 Hr During Trading. 5) 05/01/2024 - Topstock Vizslas - Non-Inv Related - Maryville, TN - Business Owner - Started: 6/7/2004 - 10 Hrs/Mo; 0 Hr During Trading. 6) 05/01/2024 - D&T Real Estate - Inv Related - At Reported Business Location - Real Estate Rental - Co-Owner - Started: 8/1/2021 - 2 Hrs/Mo; 1 Hr During Trading. 7) 05/01/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 6/1/1987 - 30 Hrs/Mo; 2 Hrs During Trading. 8) 05/03/2024 - QFC Advisory LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 1/1/1996 - 110 Hrs/Mo; 5 Hrs During Trading - I provide investment advisory services through QFC Advisory LLC, an independent investment advisor firm. I started this business activity in 1/1/1996. I expect to spend approximately 110 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-08-20

Designations

Other Names

• Doug Horn
• James D Horn