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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-10-19
  • MD RA
    APPROVED
    Since 2022-10-19

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

129 West Patrick St., Ste. 6, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wolf Realty Associates Frederick MD 01/1990 Present
Cantella & Co., Inc. Boston MA 01/2006 10/2019
Raymond James Financial Services, Inc. Frederick MD 11/2019 11/2019
Raymond James Financial Services Advisors, Inc. Frederick MD 11/2019 11/2019
Cantella & Co., Inc. Malden MA 10/2019 10/2022
Capitol Securities Management Glen Allen VA 10/2022 Present
  • 01/1990 → Present
    Wolf Realty Associates
    Frederick, MD
  • 01/2006 → 10/2019
    Cantella & Co., Inc.
    Boston, MA
  • 11/2019 → 11/2019
    Raymond James Financial Services, Inc.
    Frederick, MD
  • 11/2019 → 11/2019
    Frederick, MD
  • 10/2019 → 10/2022
    Cantella & Co., Inc.
    Malden, MA
  • 10/2022 → Present
    Capitol Securities Management
    Glen Allen, VA
Previous Registrations
  • 2006-01-03 → 2022-10-28
    Cantella & Co., Inc.
    Frederick, MD
    Frederick, MD
    Malden, MA
  • 2019-11-05 → 2019-11-15
    Frederick, MD
  • 1999-03-11 → 2005-12-31
    Raymond James Financial Services, Inc.
    Frederick, MD
Other Businesses

"Name of Business: Wolf Realty Associates Investment-related: Yes Address: 129 West Patrick St. Suite 6 Frederick, MD 21701 Nature of OBA: Buisness, Holds and sells commercial real estate Position, title, or relationship with OBA: General partner Start date: 1.10.23 Approx # of hours/month you devote to OBA: 20 Approx # of hours/month you devote to OBA during trading hours: 9 Duties: Property manager, buy and sell real estate "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-12
S63 Uniform Securities Agent State Law Examination 1987-11-18
  • S65 Uniform Investment Adviser Law Examination
    1997-09-12
  • S63 Uniform Securities Agent State Law Examination
    1987-11-18
Other Names
  • Herb Wolf

View on SEC IAPD

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