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7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-07-02 |
| CA | RA | APPROVED | 2019-04-25 |
| MO | RA | APPROVED | 2012-11-30 |
Branch Locations
7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntleigh Securities Corporation | St. Louis | MO | 11/2012 | Present |
AGRock Company; St. Louis, MO; Non-investment related; Business will operate a bar and restaurant; Partner - 50% ownership; Time: approximately 20 hours per week
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-02 |
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