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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2003-11-26
TX RA APPROVED 2003-11-24
  • OK RA
    APPROVED
    Since 2003-11-26
  • TX RA
    APPROVED
    Since 2003-11-24

Branch Locations

4801 Gaillardia Pkwy. Suite 100, Oklahoma City, OK 73142 • United States

Edmond, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Edmond OK 11/2003 Present
Previous Registrations
Other Businesses

KYLE FLINTON, INC / 3501 QUAIL CREEK ROAD OKLAHOMA CITY,OK 73120 / SPORT & LEISURE FACILITIES / GOLF COURSE ACTIVITIES / PARTNER / / START DATE 2/1/2008 YWCA - Young Women's Christian Association of Oklahoma City, "Mission: YWCA is dedicated to eliminating racism, empowering women and promoting peace, justice, freedom and dignity for all. Vision: Breaking the silence, empowering new beginnings Oklahoma Office of the Attorney General YWCA Oklahoma City meets the requirements of OAC Title 75, chapter 15 and is certified as a domestic violence and sexual assault crisis intervention program, a transitional living program and emergency shelter. These YWCA programs have been certified through the Oklahoma Office of the Attorney General since 2003,I will be member of the board of the investment committee. The committee meets periodically to review the status of the investments, start date-6/1/2018, Oklahoma United States-73112.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-17
S63 Uniform Securities Agent State Law Examination 1989-04-05
  • S65 Uniform Investment Adviser Law Examination
    1995-05-17
  • S63 Uniform Securities Agent State Law Examination
    1989-04-05
Other Names
  • Tracy Donn Steers
  • Tracy Donn Flinton

View on SEC IAPD

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