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2301 Morris Avenue Suite 105, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2015-07-01 |
Branch Locations
2301 Morris Avenue Suite 105, Birmingham, AL 35203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dmc Group, Llc | Birmingham | AL | 07/2015 | Present |
| Martin Farm | Courtland | AL | 01/1999 | Present |
| Albemarle Corporation | Courtland | AL | 01/1999 | Present |
| Rockhouse, Llc | Courtland | AL | 01/2008 | Present |
KEN CARLSON SERVES AS A PARTNER OR AGENT OF SEVERAL ENTITIES (ALBEMARLE CORPORATION, MARTIN FARM AND ROCKHOUSE, LLC) RELATED TO THE FAMILY FARM AND ITS OPERATIONS, AND SPENDS 5 HOURS A MONTH, NONE DURING TRADING HOURS, ENGAGED IN RESPONSIBILITIES DIRECTLY RELATING TO THE FAMILY FARM AS REQUIRED. THESE ARE NOT INVESTMENT-RELATED BUSINESSES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-10-06 |
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