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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-01-27 |
| TX | RA | APPROVED_RES | 2012-04-09 |
| CO | RA | APPROVED | 2006-07-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | Littleton | CO | 07/2002 | Present |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | Present |
LAKEWOOD CONNECTS POSITION: My duties on the board of Lakewood connects is to act as an advisor for the non-profit. The non-profit focuses on connecting faith communities, businesses, governmental agencies and schools. I was asked to serve as an advisor because of my connections to these communities. NATURE: Lakewood Connects is a non-profit that focuses on connecting the faith community, business community, governmental agencies and schools for the overall good of our community. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2018 ADDRESS: 11574 W Progress Pl, Littleton CO 80127, United States DESCRIPTION: Primary duties are to be an advisor for the director of the non-profit. We collaborate on ways in which he can connect to our community. I've been asked to specifically help with connecting to the business community. I will not be making the connections directly, only advising on the approach. Occasionally the non-profit hosts events with various schools, businesses, churches and governmental agencies. These events focus on action plans that were developed as a result of the work of the organization. Because of these events, I am asked to help serve as a volunteer to these service events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-24 |
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