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Impax Asset Management LLC CRD 114335
$8.94B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
30 Penhallow Street, Suite 400, Portsmouth, NH 03801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2004-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. G. Wellington & Co., Inc. | Portsmouth | NH | 04/1998 | Present |
| Pax World Management Corp. | Portsmouth | NH | 04/1998 | Present |
H.G. WELLINGTON & CO., INC. INVESTMENT ADVISER REPRESENTATIVE/REGISTERED REPRESENTATIVE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-31 |
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