Todd Michael Cesca

Current Employers

Employment History

• 01/2005 → 12/2022
  Purshe Kaplan Sterling Investments
  Albany, NY
• 07/2002 → 04/2026
  Charter Oak Capital Management
  Sanford, ME
• 04/2026 → Present
  Mercer Global Advisors Inc.
  Kennebunk, ME

Previous Registrations

• 2003-06-24 → 2026-08-26
  Charter Oak Capital Management
  Portland, ME
  Portland, ME
  Kennebunk, ME
  Sanford, ME
  Portsmouth, NH
  Kennebunk, ME

Other Businesses

1.Maine Consistory/Valley of Portland Scottish Rite Masons; Investment-related; 415 Chestnut Street, Portland, ME 04101; Non-profit supporting charitable initiatives, including the Scottish Rite Children's Dyslexia Centers; Finance Committee Member; 03/15/2008; 2 hrs. per month; 0 hrs. during trading hours; Review investment portfolio and design and monitor annual budgets. 2.Grand Lodge of Maine; Investment-related; 415 Chestnut Street, Portland, ME 04101; Central governing authority for Freemasonry in Maine; Board Member; 01/15/2017; 1 hr. per month; 0 hrs. during trading hours; Provide oversight for the organization to review investment portfolio reports. 3.Maine Masonic Charitable Foundation; Investment-related; Portland, ME; Freemasonry philanthropic organization; Finance Committee Member - John S Peabody Charitable Fund, Scottish Rite Charities, Maine Masonic Charitable Foundation; 02/10/2020; 2 hrs. per month; 0 hrs. during trading hours; Oversee and manage annual budgets, governance issues, strategic planning, and meet with the third-party investment advisor who has discretion on the portfolios within the guidelines of the respective Investment Policy Statements. 4.Oak Tree Properties, LLC; Investment-related; 62 Portland Road, Suite 37, Kennebunk, ME 04043; Business owns a commercial rental property; Member; 03/01/2022; 1 hr. per month; 0 hrs. during trading hours; Member of the LLC, passive participation. 5.Maine Education Services (MES) Foundation; Not investment-related; Alfred & Portland, Maine; Non-profit scholarship organization; Board Chair; 10/10/2024; 0-1 hrs. per month; 0 hrs. during trading hours; Award scholarships such as the Richard H. Pierce Memorial Scholarship to Maine residents who are going on to college or university. 6.University of New England; Not investment-related; 11 Hillsbeach Rd, Biddeford, ME 04005; Private university; Member of the Board of Trustees, Member of Finance & Trustee Committee; 11/01/2024; 4 hrs. per month; 2 hrs. during trading hours; Governance and strategy, financial and leadership oversight, academic quality and advancement, guest attendee at Investment Committee meetings. 7.United Way of Southern Maine; Not investment-related; 550 Forest Ave, Portland, ME 04101; Non-profit working to improve communities by funding and coordinating local services; Board Chair Emeritus, Executive Committee Member; 06/15/2025; 2 hrs. per month; 0 hrs. during trading hours; Govern and oversee organization's strategic plan and represent organization at community informational and fundraising events.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-25
• S63 Uniform Securities Agent State Law Examination
  2000-08-28