Scott Michael Mullinix

Current Employers

Employment History

• 12/2015 → 11/2016
  Tiaa-Cref
  Minneapolis, MN
• 11/2016 → 03/2017
  Unemployed
  Minneapolis, MN
• 03/2017 → Present
  Osaic Wealth, Inc.
  New York, NY
• 03/2017 → Present
  Focus Financial Network, Inc.
  Minneapolis, MN

Other Businesses

1. MULLINIX INVESTMENT MANAGEMENT LLC POSITION: President NATURE: S-corp established for tax purposes to pay myself a salary and dividends for securities related business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2018 ADDRESS: 3812 Beard Ave S, Minneapolis MN 55410, United States DESCRIPTION: S-corp established for tax purposes to pay myself a salary for securities related business. 2. FOCUS FINANCIAL POSITION: Investment Director, Sr. Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/21/2017 ADDRESS: 1300 Godward St. NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Basic activities of a Financial advisor and Investment Director. Chair group investment committee. 3. BERGSTROM FINANCIAL GROUP LLC POSITION: Partner NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2018 ADDRESS: 1300 Godward ST NE Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Monitor income and expenses of LLC with other partners. Acting HR partner.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-26
• S63 Uniform Securities Agent State Law Examination
  1987-08-20