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6034 West Courtyard Drive Suite 380, Austin, TX 78730 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2003-03-13 |
| TX | RA | APPROVED | 2003-01-02 |
Branch Locations
6034 W. Courtyard Drive Suite 380, Austin, TX 78730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Management Professionals, Inc. | Austin | TX | 06/1987 | Present |
BUSINESS NAME: BROOKSHIRE BROTHERS LTD; BUSINESS IS NOT INVESTMENT RELATED; ADDRESS:1201 ELLEN TROUT DR.,LUFKIN,TX 75904; NATURE OF BUSINESS IS GROCERY STORE;POSITION: DIRECTOR 01/01/2000 AND CHAIRMAN OF BOARD 2/01/2007; 15 HOURS PER MONTH DEVOTED TO OTHER BUSINESS; 10 HOURS DEVOTED DURING SECURITIES TRADING HOURS; DESCRIPTION: SERVES AS A MEMBER OF THE BOARD OF DIRECTORS AND MEMBER OF THE COMPENSATION AND AUDIT COMMITTEES. THESE POSITIONS REQUIRE REGULAR MONITORING OF CORPORATE PLANS, BUDGETS, FINANCIAL STATEMENTS, ESOP ISSUES, EXECUTIVE COMPENSATION AND LEGAL DOCUMENTS. IN ADDITION TO THESE REGULAR DUTIES THE POSITION PERIODICALLY INVOLVES EVALUATION OF THE CORPORATE FINANCIAL STRUCTURE, LONG-TERM INCENTIVE PLANS AND THE POSSIBLE ACQUISITION OF VARIOUS BUSINESSES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-09-02 |
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