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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • MO RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

6074 Telegraph Rd, St. Louis, MO 63129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. St Louis MO 06/1987 Present
Raymond James Financial Services Advisors, Inc St. Louis MO 01/2009 Present
R.W. Basler & Co. Inc. Saint Louis MO 05/2016 12/2020
Other Businesses

(1)Name of Business: BAZ Development Llc Address: 4163 Crescent Drive, 63129, st. louis, MO, 63129, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 06/18/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: member of LLC (2)Name of Business: Drakes Landing LLC Address: 30Christina Drive, Pevely, MO, 63070, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: member of LLC, 1/3 owner, no other responsibilities (3)Name of Business: Joachim Golf Club Address: 30 Christina Drive, PEVELY, MO, 63070, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 01/19/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: board president for 9 hole golf course. (4)Name of Business: R. W. Basler & Co. Inc. Address: 6047 telegraph road, Saint Louis, MO, 63129, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President of C Corp. (5)Name of Business: S. G. Land Company Inc. Address: 4163 Crescent Dr, Saint Louis, MO, 63129, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Secretary Investment Related: No Start Date: 01/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: secretary to this S Corp.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-19
  • S63 Uniform Securities Agent State Law Examination
    1987-10-19
Designations

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