Barbara Ann Budny

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 06/2017
  Ubs Financial Services Inc.
  Lone Tree, CO
• 06/2017 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2013-10-22 → 2017-06-28
  Ubs Financial Services Inc.
  Denver, CO
• 1998-05-14 → 2013-12-16
  Lpl Financial Llc
  Aurora, CO
  Aurora, CO

Other Businesses

1) Co-owner & Chief Administrative Officer, Graziano Budny Wealth Management Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 4/18/2023; 100% of time spent during business hours; Conducted at branch; Investment related. 2) Fixed insurance sales, as of 2017, 5% of time spent during business hours. Investment related. Conducted from branch location.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-10-14