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1630 E River Rd Suite 212, Tucson, AZ 85718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Camarillo | CA | 02/2016 | Present |
| Nova Financial, Llc | Tucson | AZ | 02/2016 | Present |
| Ministry Partners Securities, Llc | Brea | CA | 08/2013 | Present |
1. Ministry Partners Securities, LLC, Start: 08/20/2013, 915 W. Imperial Highway Suite 120 Brea, CA 92821, Broker/Dealer, Compliance Consultant/RR, Investment Related, 60-80 hours per month, 3-4 hours per day during trading hours. 2. Compliance Works, Corporation, Start: 12/2015, 75 Malaga Cove Plaza Palos Verdes, CA 90274, Securities Compliance Consulting Firm/Consultant, Not investment related, 40 hours per month, 2-4 hours per day during trading hours. Through Compliance Works, I do compliance consulting with firms such as Nova Financial & Insurance Services and 20/20 Management, Inc. My compensation comes through Compliance Works, via consulting fees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-21 |
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