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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-28 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
8 Southwoods Blvd Suite 207, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Albany | NY | 09/2014 | Present |
1)W.C. Little Memorial Park Association / 278 Van Rensselaer Menands,New York 12211 / Association (i.e., Trade or Industry, Sport...)/ Charities, Cultural, Educational & Political Organisations / to maintain and preserve the park for visitors and non profit organizations / Officer / / assist board in decision making process regarding the maintenance and well being of the park / Start Date 3/1/16-3/2/18 / 2)Shaker Rowing Association / PO box 11212 Loudonville,New York 12211 / Association (i.e., Trade or Industry, Sport...)/ Charities, Cultural, Educational & Political Organisations / to support the Shaker Crew Club / Member of Board of Directors / / assist board in supporting Shaker Crew club which is a high school sport club / Start Date 3/9/16-3/9/18 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-04 |
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