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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| CA | RA | APPROVED | 2006-09-06 |
Branch Locations
4 Lower Ragsdale Drive Suite 120, Monterey, CA 93940-7835 • United States
Pebble Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Walnut Creek | CA | 03/2008 | Present |
| City National Bank | Walnut Creek | CA | 09/2016 | Present |
NAME OF ENTITY: Hospice Giving Foundation ADDRESS: 80 Garden Ct Ste. 201, Monterey, CA 93940 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Develop broad, community-wide grief support services to ease suffering from overwhelming loss. CAPACITY: Board of Directors * START DATE: 1/1/2018 DUTIES: Assist with fundraising for the organization's goals HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-08 |
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