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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
41228 12Th St West, Ste A, Palmdale, CA 93551 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Lancaster | CA | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lancaster | CA | 11/2016 | 07/2020 |
| Cetera Advisors Llc | Denver | CO | 07/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-01 |
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