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Michael H Gibbons

LPl Financial LLC

Palmdale, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-14
TX RA APPROVED_RES 2025-01-14
  • CA RA
    APPROVED
    Since 2025-01-14
  • TX RA
    APPROVED_RES
    Since 2025-01-14

Branch Locations

40006 10Th St W, Palmdale, CA 93551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wm Financial Services Encino CA 04/2006 01/2018
J.P. Morgan Securities Llc Palmdale CA 10/2012 01/2022
Jp Morgan Chase Bank, N.A. Palmdale CA 01/2018 01/2022
U.S. Bancorp Investments, Inc. Lancaster CA 01/2022 01/2025
Lpl Financial Corp Palmdale CA 01/2025 Present
Logix Federal Credit Union Palmdale CA 01/2025 Present
  • 04/2006 → 01/2018
    Wm Financial Services
    Encino, CA
  • 10/2012 → 01/2022
    Palmdale, CA
  • 01/2018 → 01/2022
    Jp Morgan Chase Bank, N.A.
    Palmdale, CA
  • 01/2022 → 01/2025
    Lancaster, CA
  • 01/2025 → Present
    Lpl Financial Corp
    Palmdale, CA
  • 01/2025 → Present
    Logix Federal Credit Union
    Palmdale, CA
Previous Registrations
  • 2022-01-10 → 2025-01-15
    Lancaster, CA
    Palmdale, CA
    Lancaster, CA
    Lancaster, CA
    Bakersfield, CA
    Palmdale, CA
  • 2012-10-01 → 2022-01-12
    Palmdale, CA
    Palmdale, CA
    Palmdale, CA
    Lancaster, CA
    Lancaster, CA
    Palmdale, CA
    Lancaster, CA
    Palmdale, CA
    Palmdale, CA
    Lancaster, CA
    Lancaster, CA
    Palmdale, CA
    Palmdale, CA
    Palmdale, CA
    Palmdale, CA
    Lancaster, CA
  • 2010-05-07 → 2012-10-01
    Chase Investment Services Corp.
    Lancaster, CA
    Palmdale, CA
    Palmdale, CA
    Lancaster, CA
    Palmdale, CA
    Palmdale, CA
Other Businesses

1) 12/2024 - Logix Financial Services / DBA for LPL Business (entity for LPL business) - at reported business location (s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-06
S63 Uniform Securities Agent State Law Examination 2006-06-02
  • S65 Uniform Investment Adviser Law Examination
    2010-05-06
  • S63 Uniform Securities Agent State Law Examination
    2006-06-02
Other Names
  • Michael Gibbons
  • Michael Harold Gibbons
  • Mike Gibbons

View on SEC IAPD

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