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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-14 |
| TX | RA | APPROVED_RES | 2025-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wm Financial Services | Encino | CA | 04/2006 | 01/2018 |
| J.P. Morgan Securities Llc | Palmdale | CA | 10/2012 | 01/2022 |
| Jp Morgan Chase Bank, N.A. | Palmdale | CA | 01/2018 | 01/2022 |
| U.S. Bancorp Investments, Inc. | Lancaster | CA | 01/2022 | 01/2025 |
| Lpl Financial Corp | Palmdale | CA | 01/2025 | Present |
| Logix Federal Credit Union | Palmdale | CA | 01/2025 | Present |
1) 12/2024 - Logix Financial Services / DBA for LPL Business (entity for LPL business) - at reported business location (s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-02 |
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