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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-19
CA RA APPROVED 2003-05-08
  • TX RA
    APPROVED_RES
    Since 2009-06-19
  • CA RA
    APPROVED
    Since 2003-05-08

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 04/1986 Present
Other Businesses

FOR-PROFIT ORGANIZATIONDONNA DE LEON, NOTARY PUBLIC-2301 ROSECRANS AVE., STE. 3150-EL SEGUNDO-90245-NON INV - OTHERNOTARYNOTARIZE MERRILL LYNCH DOCUMENTS FOR CLIENTS. I*128933For profit or not for profit: For-Profit OrganizationName of outside business organization: Donna de LeonInvestment related: NAddress of business:Los Angeles, California 90066Nature of business: Sole Proprietorship,Position, title, association: Owner, Start date of relationship: 12/30/2019Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: personal and event photographer I*3760327, Entity Type: Entity For Profit, Name of OBA: Donna de Leon, Address: Los Angeles, California, 90066, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/16/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: to be done in my free time on weekends or vacation, sell stock photos that I have taken. examples are landscapes, fruit, vegetables etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-05
S63 Uniform Securities Agent State Law Examination 1991-09-26
  • S66 Uniform Combined State Law Examination
    2003-05-05
  • S63 Uniform Securities Agent State Law Examination
    1991-09-26
Other Names
  • Donna Lisa Deleon
  • Donna Lisa De Leon-Burnett

View on SEC IAPD

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