Kevin Earl Henley

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Reading, PA

Previous Registrations

• 2006-06-06 → 2023-09-01
  Osaic Services, Inc.
  Reading, PA
• 2001-04-26 → 2008-05-21
  Cornerstone Financial Services, Inc.
  Reading, PA

Other Businesses

1. SAGEPOINT FINANCIAL, INC., INVESTMENT RELATED, 5 HEARTHSTONE CRT. SUITE #202 READING, PA 19601, INVESTMENT ADVISOR REPRESENTATIVE, 9/1/2006, 90 HRS/MO, 40 HRS DT, INVESTMENT ADVISOR REPRESENTATIVE AND MANAGEMENT OF ACCOUNTS. 2. FIRST PRINCIPAL SERVICES, INC. POSITION: Owner NATURE: This will be an S-Corp start date 1-1-2016 to receive income and pay bills. I will not market under this name no sales under this name. All sales of investments Insurance or annuitiies will be done under the Broker Grid and approved broker products (SagePoint). INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 5 Hearthstone Crt., Suite #202, Reading PA 19606 DESCRIPTION: Owner, treasuer and operator just to hold received income and pay my business bills. 3. TAE KWONDO INSTRUCTOR POSITION: Other - Student and Teacher NATURE: Sole Proprietorship - I do not receive any compensation for this activity; INVESTMENT RELATED: No NUMBER OF HOURS 7; SECRURITY TRADING HOURS 0 START DATE: 01/01/1980; DESCRIPTION: Volunteer instructor to children and adults

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-03-08
• S63 Uniform Securities Agent State Law Examination
  1987-09-16

Designations

Other Names

• Kevin Henley
• Kevin Earl Henley
• Kevin Henley