Harriet Madoff Parker

Employer firm

Greenwich Wealth Management, LLC CRD 142820

$3.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• GWM HAS EXECUTED A PORTFOLIO MANAGER LICENSING AGREEMENT WITH INTERACTIVE ADVISORS WHICH IS AFFILIATED WITH INTERACTIBE BROKERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 05/2022
  Ubs Financial Services Inc
  Greenwich, CT
• 05/2022 → 09/2024
  Raymond James Financial Services Inc
  Glastonbury, CT
• 05/2022 → 09/2024
  Raymond James Financial Services Advisors
  Glastonbury, CT
• 07/2022 → 09/2024
  Four Corners Private Wealth
  Glastonbury, CT
• 07/2022 → Present
  Lionsmith Llc
  Glastonbury, CT
• 10/2024 → Present
  Greenwich Wealth Management, Llc
  Greenwich, CT

Previous Registrations

• 2022-05-05 → 2024-10-03
  Raymond James Financial Services Advisors, Inc
  Glastonbury, CT
  Greenwich, CT
• 2010-07-23 → 2022-06-03
  Ubs Financial Services Inc.
  Greenwich, CT
• 2009-06-01 → 2010-08-16
  Morgan Stanley
  Stamford, CT
• 2003-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Stamford, CT
  Stamford, CT
• 2000-01-01 → 2003-02-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stamford, CT

Other Businesses

(1) Name of Business: LionSmith LLC Address: 26 Buxton Lane, Riverside, CT 06878, United States Activity Type: Lionsmith LLC remains an actively-registered corporation based in Delaware. Its DBA (and sole operating unit) was Four Corners Private Wealth - which is now defunct. At this point, we spend no portion of our day on Lionsmith LLC activities

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-08
• S63 Uniform Securities Agent State Law Examination
  1996-01-05

Other Names

• Harriet Oswald
• Harriet Madoff
• Harriet M Parker
• Harriet Parker