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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-01-18 |
Branch Locations
One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Greenwich | CT | 10/2018 | Present |
| Unemployed | Riverside | CT | 01/2016 | 10/2018 |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2018 | Present |
1. Seal Capital Advisors LLC; Investment related; RIVERSIDE, CT; legal vehicle for rental property; Director (proprietor, partner, officer, director, employee, trustee, agent); Oct 2017; During business hours: 0; After business hours: 1; Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-30 |
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