Brian L. Peterson

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 12/2018
  Gradient Securities, Llc
  Port Orange, FL
• 08/2016 → 09/2016
  Unemployed
  Port Orange, FL
• 09/2016 → 08/2018
  Total Retirement Security
  Port Orange, FL
• 06/2018 → 07/2019
  Total Retirement Solutions, Llc
  Port Orange, FL
• 07/2019 → Present
  Jpmorgan Chase Bank (Mi)
  Daytona Beach, FL
• 07/2019 → Present
  J.P. Morgan Securities Llc
  Daytona Beach, FL

Previous Registrations

• 2018-07-24 → 2018-12-31
  Gradient Securities, Llc
  Arden Hills, MN
  Arden Hills, MN
  Port Orange, FL
• 2014-02-07 → 2016-07-06
  Cetera Investment Advisers Llc
  Port Orange, FL
• 2013-02-19 → 2014-01-30
  Cetera Investment Services Llc
  Port Orange, FL
  Hoover, AL
  Ocala, FL
  St Cloud, MN
• 2010-06-21 → 2013-01-02
  Pnc Wealth Management Llc
  Ormond Beach, FL
  Ormond Beach, FL
  Ormond Beach, FL
  Port Orange, FL
  New Smyrna Beach, FL
  Daytona Beach, FL
  Ormond Beach, FL
• 2006-11-22 → 2010-05-20
  Lanark Financial, Inc.
  Birmingham, AL
  Birmingham, AL
  Ormond Beach, FL
• 2004-06-07 → 2006-11-06
  Truist Investment Services, Inc.
  Daytona Beach, FL
  Holly Hill, FL
  Deland, FL
  Deland, FL
  Port Orange, FL
  Port Orange, FL

Exams

• S66 Uniform Combined State Law Examination
  2004-05-27
• S63 Uniform Securities Agent State Law Examination
  1998-08-21
• S65 Uniform Investment Adviser Law Examination
  1998-08-21

Other Names

• Brian Lee Peterson