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Brian L. Peterson

J.P. Morgan Securities LLC

Daytona Beach Shores, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-08-30
  • FL RA
    APPROVED
    Since 2019-08-30

Branch Locations

2970 S Atlantic Ave, Daytona Beach Shores, FL 32118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradient Securities, Llc Port Orange FL 06/2018 12/2018
Unemployed Port Orange FL 08/2016 09/2016
Total Retirement Security Port Orange FL 09/2016 08/2018
Total Retirement Solutions, Llc Port Orange FL 06/2018 07/2019
Jpmorgan Chase Bank (Mi) Daytona Beach FL 07/2019 Present
J.P. Morgan Securities Llc Daytona Beach FL 07/2019 Present
  • 06/2018 → 12/2018
    Gradient Securities, Llc
    Port Orange, FL
  • 08/2016 → 09/2016
    Unemployed
    Port Orange, FL
  • 09/2016 → 08/2018
    Total Retirement Security
    Port Orange, FL
  • 06/2018 → 07/2019
    Total Retirement Solutions, Llc
    Port Orange, FL
  • 07/2019 → Present
    Jpmorgan Chase Bank (Mi)
    Daytona Beach, FL
  • 07/2019 → Present
    J.P. Morgan Securities Llc
    Daytona Beach, FL
Previous Registrations
  • 2018-07-24 → 2018-12-31
    Gradient Securities, Llc
    Arden Hills, MN
    Arden Hills, MN
    Port Orange, FL
  • 2014-02-07 → 2016-07-06
    Cetera Investment Advisers Llc
    Port Orange, FL
  • 2013-02-19 → 2014-01-30
    Cetera Investment Services Llc
    Port Orange, FL
    Hoover, AL
    Ocala, FL
    St Cloud, MN
  • 2010-06-21 → 2013-01-02
    Pnc Wealth Management Llc
    Ormond Beach, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Port Orange, FL
    New Smyrna Beach, FL
    Daytona Beach, FL
    Ormond Beach, FL
  • 2006-11-22 → 2010-05-20
    Lanark Financial, Inc.
    Birmingham, AL
    Birmingham, AL
    Ormond Beach, FL
  • 2004-06-07 → 2006-11-06
    Truist Investment Services, Inc.
    Daytona Beach, FL
    Holly Hill, FL
    Deland, FL
    Deland, FL
    Port Orange, FL
    Port Orange, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-27
S63 Uniform Securities Agent State Law Examination 1998-08-21
S65 Uniform Investment Adviser Law Examination 1998-08-21
  • S66 Uniform Combined State Law Examination
    2004-05-27
  • S63 Uniform Securities Agent State Law Examination
    1998-08-21
  • S65 Uniform Investment Adviser Law Examination
    1998-08-21
Other Names
  • Brian Lee Peterson

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
INDEPENDENT FINANCIAL PARTNERS
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
PFS INVESTMENTS INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

James J. Tully
ANDREW LLOYD COATES
Kelsie Saskill
MANUEL ROSAS CHAVEZ
Robert Leonard Kennerson
Andrew C Schorr
LAURA BURGOS
Ethan Michael Vineyard-Martino

Other Offices

TRUIST ADVISORY SERVICES, INC. · SOUTH DAYTONA, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · South Daytona, FL
LPL FINANCIAL LLC · Port Orange, FL
INDEPENDENT FINANCIAL PARTNERS · Port Orange, FL
CETERA INVESTMENT ADVISERS LLC · PORT ORANGE, FL
LPL FINANCIAL LLC · PORT ORANGE, FL
EDWARD JONES · Port Orange, FL
EDWARD JONES · Port Orange, FL

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