James J. Tully

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 09/2020
  Charles Schwab & Co., Inc.
  Orlando, FL
• 05/2013 → 09/2020
  Schwab Private Client Investment Advisory, Inc.
  Orlando, FL
• 09/2020 → 12/2020
  Minnesota Life Insurance Company
  Orlando, FL
• 09/2020 → 12/2020
  Securian Financial Services Inc
  Orlando, FL
• 09/2020 → 12/2020
  Capital Financial Strategies
  Orlando, FL
• 01/2021 → Present
  J.P. Morgan Chase Bank, N.A.
  Daytona Beach Shore, FL
• 01/2021 → Present
  J.P. Morgan Securities, Llc
  Daytona Beach Shore, FL

Previous Registrations

• 2020-09-21 → 2020-12-16
  Securian Financial Services, Inc.
  Jacksonville, FL
• 2013-05-30 → 2020-09-14
  Schwab Wealth Advisory, Inc.
  Orlando, FL
• 2013-01-25 → 2013-04-25
  Jackson Wealth Management, Llc
  Lake Mary, FL
• 2011-03-15 → 2013-01-15
  Wells Fargo Clearing Services, Llc
  Daytona Beach, FL

Other Businesses

Entity Name: NeoReach Investment related: No Address: https://neoreach.com/ Nature of the other business: Social Media Position/Title/Relationship: Owner/Partner Start Date: 10/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I invested in Clashapp in 2020. App like tiktok, uploads small videos. Company merged with Huddlesapp in 2024, name change. Company acquired by NeoReach 10/2024. NeoReach: Internet influencer marketing company. I have no involvement in the company nor am I compensated.

Exams

• S66 Uniform Combined State Law Examination
  2011-03-11
• S63 Uniform Securities Agent State Law Examination
  1995-09-08

Designations

• Certified Financial Planner

Other Names

• Tully
• Jay Tully
• Tully
• James Jerome Tully
• James J. Tully
• James J. Tully
• Tully
• Tully
• James Jerome Tully
• James Jerome Tully Iii