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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-08 |
| TX | RA | APPROVED_RES | 2024-10-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
2424 N Federal Hwy, Ste 400, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Boca Raton | FL | 01/2004 | 07/2022 |
| B. Riley Wealth Advisors | Boca Raton | FL | 05/2004 | 10/2024 |
| B. Riley Wealth Management | Boca Raton | FL | 07/2022 | 10/2024 |
| Kestra Investment Services Llc | Boca Raton | FL | 10/2024 | Present |
| Kestra Advisory Services Llc | Boca Raton | FL | 10/2024 | Present |
Business Name: KESTRA ADVISORY SERVICES POS: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR Business Name: WEALTH EMPOWERMENT FINANCIAL STRATEGIES POS: owner officer NOB: Registered rep activities through Kestra Investment Services INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/27/2024 ADDRESS: 2424 n fed hwy, ste 400, Boca Raton FL 33431 DESC: Registered representative and owner officer Business Name: COMMUNITY ELECTRIC POSITION: Owner NATURE: Electric INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 2595 nw 23 way, Boca Raton FL 33431, United States DESCRIPTION: Put up the money to purchase
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-01 |
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