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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
TN RA APPROVED 2004-03-11
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • TN RA
    APPROVED
    Since 2004-03-11

Branch Locations

537 Market Street, Ste. 105 1St & 3Rd Floors, Chattanooga, TN 37402 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Chattanooga TN 04/1994 Present
Other Businesses

1) INVESTOR - BUY RENTAL PROPERTY, PLUS / MINUS 1 HR PER MONTH DEVOTED TO BUSINESS 2) REAL ESTATE INVESTMENT ADDRESS: CHATTANOOGA, TN NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: PROPRIETOR/OWNER INVESTMENT RELATED:YES START DATE: 01/04/2005 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 10 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: PART OWNER WITH TWO BROTHERS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-11-06
  • S63 Uniform Securities Agent State Law Examination
    1987-11-06
Other Names
  • Joe Johnson

View on SEC IAPD

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