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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-20 |
| TN | RA | APPROVED | 2006-12-18 |
Branch Locations
1200 Premier Drive Suite 200, Chattanooga, TN 37421 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2004 | Present |
INVESTOR IN PALMETTO MINERALS INVESTORS, LLC, C/O EMERSON EQUITY, LLC. 1431 GREENWAY DRIVE, SUITE 710 IRVING, TX 75038, ATTENTION MR. BRENT. ROLE INVESTOR. START DATE 12/30/2016. NO HOURS PER MONTH SPENT ON THIS ACTIVITY. NO COMPENSATION RECEIVED. INVESTOR IN FLEABACK MOUNTAIN INVESTORS, LLC. C/O WATCHDOG CAPITOL, llc 6445 SHILOH ROAD, SUITE D, ALPHARETTA, GA 30005. START DATE 12/12/2016. NO HOURS OUTSIDE BUSINESS ACTIVITY. NO COMPENSATION. NO Equitable CLIENTS INVOLVED. STARTING 12/31/2011 TO CURRENT, OWNER OF DG TECHNOLOGIES, LOCATED AT, 7914 GIORGIO CIR OOLTEWAH TN 37363,PATENT FILINGS, 2 HRS PER MONTH, 0 ANNUAL COMP DBA GEORGE FINANCIAL, INCSHOETIZER LLC, 100 CHEROKEE BLVD, SUITE 208, CHATTANOOGA, TN 37405, OWNER AND MAJORITY PARTNER, RESEARCH AND DEVELOPMENT, 6/01/2023, 10 HRS/MO.GRC LLC 1200 Premier Dr Suite 200 Chattanooga TN 37421, President, real estate holding company, 07/31/2025, 0HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-12 |
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