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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-19 |
| TX | RA | APPROVED | 2023-01-19 |
Branch Locations
310 Hemsted Drive Suite 100, Redding, CA 96002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Redding | CA | 06/2009 | 10/2021 |
| Rbc Capital Markets, Llc | Redding | CA | 10/2021 | 12/2022 |
| Morgan Stanley | Redding | CA | 01/2023 | Present |
*581291- Rental Property; Investment related: Yes; Redding, California; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2024; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-28 |
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