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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2004-05-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Welsh'S Bar | Pender | NE | 05/1979 | Present |
| Mml Investors Services, Inc. | Pender | NE | 05/1994 | Present |
Name: Pender Community Development Inv rel: N Add:416 Main Street, Pender NE 68047 Nature: Economic Development Position: board member Start date: 01/01/2016 No. HR/MO: 12 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-17 |
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