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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Pender | NE | 03/2019 | Present |
| Mml Investors Services, Llc | Pender | NE | 04/2019 | Present |
| Pender Public Schools | Pender | NE | 08/2013 | 08/2019 |
(1) Name: Pender Public Schools Inv rel: N Add: 609 Whitney St. Pender, NE 68047 Nature: Sports Official Position: Head Coach Start date: 11/13/2023 No. HR/MO: 80 No. HR/MO dur trading: 0 Describe duties: Develop, implement, and monitor a high school basketball program. Provide coaching at practice and games. (2) Name: Welsh Financial Inv Rel: Y Add: 414 Main Street, Pender, NE 68047 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 12/15/2025 No. Hr/Mo: 1 No. Hr/Mo During Sec Trading: 1 Duties: Life, Disability, Long-term care, Fixed annuities & Health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-17 |
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