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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-04-19 |
| RI | RA | APPROVED | 2016-11-21 |
Branch Locations
475 Kilvert Street Suite 330, Warwick, RI 02886 • United States
West Bath, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 09/2005 | 10/2016 |
| Bank Of America, Na | Providence | RI | 12/2009 | 10/2016 |
| Janney Montgomery Scott Llc | Providence | RI | 10/2016 | 03/2024 |
| Janney Montgomery Scott Llc | Warwick | RI | 03/2024 | Present |
Barrington High School, Barrington, RI. Education/Coaching High School Girls Lacrosse/Assistant Coach (03/2023): Coach JV and Varsity GBHS Girls lacrosse. Compensated, not investment related, 40 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-03 |
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