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Natalie Renee Vaswani

Wells Fargo Clearing Services, LLC

Oak Brook, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2020-06-12
IL RA APPROVED 2018-05-25
TX RA APPROVED_RES 2018-05-25
  • HI RA
    APPROVED
    Since 2020-06-12
  • IL RA
    APPROVED
    Since 2018-05-25
  • TX RA
    APPROVED_RES
    Since 2018-05-25

Branch Locations

1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Chicago IL 05/2016 01/2017
Ubs Financial Services Oakbrook IL 01/2017 05/2018
Wells Fargo Clearing Services Llc Oak Brook IL 05/2018 Present
  • 05/2016 → 01/2017
    Unemployed
    Chicago, IL
  • 01/2017 → 05/2018
    Ubs Financial Services
    Oakbrook, IL
  • 05/2018 → Present
    Wells Fargo Clearing Services Llc
    Oak Brook, IL
Previous Registrations
  • 2017-01-30 → 2018-05-31
    Ubs Financial Services Inc.
    Oakbrook Terrace, IL
  • 2008-10-21 → 2016-05-10
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
  • 2008-06-30 → 2008-09-11
    Bmo Harris Financial Advisors, Inc.
    Buffalo Grove, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-28
S63 Uniform Securities Agent State Law Examination 1990-08-22
  • S66 Uniform Combined State Law Examination
    2008-05-28
  • S63 Uniform Securities Agent State Law Examination
    1990-08-22
Other Names
  • Natalie Renee Wren

View on SEC IAPD

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DANIEL P SCHIPITSCH
ALAN P MADEJ
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Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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