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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-29 |
| FL | RA | APPROVED | 2026-04-30 |
| TX | RA | APPROVED | 2026-04-29 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Los Angeles | CA | 07/2009 | 04/2026 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 04/2026 | Present |
1. Sumner House HOA, 5625 Sumner Way, Culver City, CA 90230; Assist in maintenance and Management of Condo Association; Vice President; Support the President of the Board; 1/1/23; 1 hr/wk; Not During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-10 |
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