Maxine Elaine Bolton

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 04/2026
  Stifel Nicolaus & Co Inc
  Los Angeles, CA
• 04/2026 → Present
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL

Previous Registrations

• 2009-07-09 → 2026-05-07
  Stifel, Nicolaus & Company, Incorporated
  Los Angeles, CA
• 2008-01-01 → 2009-07-09
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
• 2005-08-12 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Beverly Hills, CA
  Beverly Hills , CA
  St. Louis, MO

Other Businesses

1. Sumner House HOA, 5625 Sumner Way, Culver City, CA 90230; Assist in maintenance and Management of Condo Association; Vice President; Support the President of the Board; 1/1/23; 1 hr/wk; Not During Securities Trading Hours; Not Investment Related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-05-10

Other Names

• Maxine Elaine Bolton