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Current Employers
West Financial Services, Inc.

2010 Corporate Ridge Road Ste 530, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-02-21
TX RA APPROVED 2005-11-07
VA RA APPROVED 2005-11-07
  • MD RA
    APPROVED
    Since 2025-02-21
  • TX RA
    APPROVED
    Since 2005-11-07
  • VA RA
    APPROVED
    Since 2005-11-07

Branch Locations

14941 Shady Grove Road, Rockville, MD 20850 • United States

2010 Corporate Ridge Road Ste 530, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Financial Services, Inc. Mclean VA 01/1983 06/2023
West Financial Services, Inc. Mclean VA 07/2023 Present
Previous Registrations
  • 2003-01-07 → 2005-11-07
    West Financial Services Inc
    Mclean, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-15
  • S65 Uniform Investment Adviser Law Examination
    1994-04-15
Designations

View on SEC IAPD

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