James Albert Rooney

Employer firm

Sapient Capital LLC CRD 324899

$13.8B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• FAMILY OFFICE SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 01/2023
  Corient Capital Partners, Llc
  Rancho Santa Fe, CA
• 09/2016 → 06/2017
  Fortuna Ventures Rsf Llc
  Sacramento, CA
• 02/2023 → 04/2024
  Unemployed
  Rancho Santa Fe, CA
• 05/2024 → Present
  Sapient Capital, Llc
  West Palm Beach, FL

Previous Registrations

• 2017-08-02 → 2023-01-17
  Corient Capital Partners, Llc
  Newport Beach, CA
• 2009-09-28 → 2016-02-04
  Freestone Capital Management, Llc
  Seattle, WA

Other Businesses

1) Tramview Capital Management; Investment-related; West Palm Beach, FL. 33401; Advisory board member with ownership interest; Real estate private equity firm advisory board member; Approx. less than 5% of time per month. 2) Marlinspike Partners; Investment-related; West Palm Beach, FL. 33401; Advisory board member with ownership interest; Aersospace defense private equity firm advisory board member; Approx. less than 5% of time per month. 3) Rivet Campus Media; Not investment-related; West Palm Beach, FL. 33401; Board member with ownership interest; Media business board member; Approx. less than 5% of time per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-25
• S63 Uniform Securities Agent State Law Examination
  2005-04-28

Other Names

• James Albert Rooney
• Jamie Rooney