Gary Mark Smith

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Baton Rouge, LA

Previous Registrations

• 2005-01-10 → 2013-02-13
  Morgan Keegan & Company, Llc
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  New Roads, LA
  New Roads, LA

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-10-08

Designations

• Chartered Financial Analyst