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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-08 |
Branch Locations
800 W Hwy 290 Bldg. D, Ste. 200, Dripping Springs, TX 78620 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Austin | TX | 01/2002 | 01/2020 |
| Cantella & Co., Inc. | Malden | MA | 01/2020 | 12/2022 |
| Live Oak Investment Partners | Austin | TX | 01/2020 | 01/2020 |
| Live Oak Investment Partners | Austin | TX | 10/2020 | 03/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Canella & Co., Inc. | Malden | MA | 01/2020 | 03/2023 |
1) INSURANCE, PO BOX 235, 800 W Hwy 290, Bldg D, Ste 200, DRIPPING SPGS TX 78620, 01/02/2020, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO, 2 HR/MO TRADING. 2) DRIPPING SPRINGS CHAMBER OF COMMERCE, 509 MERCER ST DRIPPING SPRINGS TX 78620, 01/2020, MEMBER, CIVIC, NIR, 2 HR/MO 2 HR/MO TRADING 3) JOHNSON CITY TX CHAMBER OF COMMERCE, 100 E MAIN ST JOHNSON CITY TX 78636, 05/2022, MEMBER, CIVIC, NIR, 2 HR/MO 0 HR/MO TRADING 4) THFG, LLC, PO BOX 235, 800 W Hwy 290, Bldg D, Ste 200, Dripping Springs TX 78620, 05/06/2021, President, Owner/Partner of a Business Entity, NIR, 5 HR/MO, 5 HR/MO TRADING. 5) TEXAS HILLS FINANCIAL GROUP, PO BOX 2355, 800 W Hwy 290, Bldg D, Ste 200, Dripping Springs TX 78620, 03/21/2021, President, Owner/Partner of a Business Entity, NIR, 240 HR/MO, 160 HR/MO TRADING. 6) HYE THERE FARM, JOHNSON CITY TX 78636, 01/2020, OWNER, AGRICULTURE, NIR, 25 HR/MO 0 HR/MO TRADING 7) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2022, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-21 |
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