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Sean Stone

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-08-12
TX RA APPROVED 2026-07-09
  • DC RA
    APPROVED
    Since 2026-08-12
  • TX RA
    APPROVED
    Since 2026-07-09

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Washington DC 05/2026 Present
J.P. Morgan Securities Llc Washington DC 05/2026 Present
First Citizens Bancshares, Inc. Raleigh NC 03/2023 04/2026
Silicon Valley Bank Santa Clara CA 12/2003 03/2023
  • 05/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Washington, DC
  • 05/2026 → Present
    J.P. Morgan Securities Llc
    Washington, DC
  • 03/2023 → 04/2026
    First Citizens Bancshares, Inc.
    Raleigh, NC
  • 12/2003 → 03/2023
    Silicon Valley Bank
    Santa Clara, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-09
S65 Uniform Investment Adviser Law Examination 2002-02-25
S63 Uniform Securities Agent State Law Examination 1999-06-04
  • S66 Uniform Combined State Law Examination
    2026-07-09
  • S65 Uniform Investment Adviser Law Examination
    2002-02-25
  • S63 Uniform Securities Agent State Law Examination
    1999-06-04
Other Names
  • Sw Stone
  • Sean Stone
  • Sean W Stone
  • Sean William Stone

View on SEC IAPD

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