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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-12-23
FL RA APPROVED 2024-07-02
DC RA APPROVED 2024-06-27
WV RA APPROVED 2024-06-24
GA RA APPROVED 2024-06-20
TX RA APPROVED 2024-06-18
  • MD RA
    APPROVED
    Since 2025-12-23
  • FL RA
    APPROVED
    Since 2024-07-02
  • DC RA
    APPROVED
    Since 2024-06-27
  • WV RA
    APPROVED
    Since 2024-06-24
  • GA RA
    APPROVED
    Since 2024-06-20
  • TX RA
    APPROVED
    Since 2024-06-18

Branch Locations

Frederick, MD • United States

1717 Pennsylvania Ave Nw Suite 325, Washington, DC 20006 • United States

1717 Pennsylvania Ave Nw Ste 325, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Washington DC 12/2014 06/2024
Morgan Stanley Private Bank, National Association New York NY 02/2015 06/2024
Lpl Financial Llc Fort Mill SC 06/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 12/2014 → 06/2024
    Washington, DC
  • 02/2015 → 06/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2024 → Present
    Fort Mill, SC
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-24
  • S66 Uniform Combined State Law Examination
    2015-02-24
Other Names
  • Amanda Zack

View on SEC IAPD

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