Hsiao-Chuan Chang

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 10/2017
  Cuso Financial Services. Lp
  Hanover, MD
• 10/2017 → 02/2020
  Adventus Veritas Llc
  Beltsville, MD
• 01/2018 → 04/2020
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY
• 04/2020 → 03/2022
  Ubs Financial Services Inc
  Washington, DC
• 03/2022 → Present
  Lpl Financial Llc
  Washington, DC

Previous Registrations

• 2020-05-07 → 2022-04-11
  Ubs Financial Services Inc.
  Washington, DC
• 2017-11-16 → 2019-12-31
  Adventus Veritas Llc
  Beltsville, MD
• 2016-09-06 → 2017-10-25
  Cuso Financial Services, L.P.
  Germantown, MD
  Hanover, MD
  San Diego, CA
  Woodbridge, VA
  Rockville, MD
  Tysons, VA
• 2011-05-05 → 2016-09-19
  Ubs Financial Services Inc.
  Washington, DC
• 2003-07-23 → 2011-04-25
  Wells Fargo Clearing Services, Llc
  Columbia, MD
  Bethesda, MD
• 2003-01-02 → 2003-04-02
  Equitable Advisors, Llc
  Columbia, MD

Other Businesses

1) 03/31/2022 - Beltway Real Estate LLC - Business Owner - Co-Owner - Non-Inv Rel - Derwood, MD - Start: 04/2021 2) 03/31/2022 - Real Estate Development Company - Business Owner - Owner - Non-Inv Rel - Derwood, MD - Start: 01/2018 3) 03/31/2022 - Beltway Wealth Management Powered by LPL Financial - Other - Employee Model Brand Name - Start Date 03/31/2022

Exams

• S66 Uniform Combined State Law Examination
  2002-12-23

Other Names

• Andy Chang