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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2019-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | East Providence | RI | 03/1996 | Present |
| Massmutual Life Insurance Company | East Providence | RI | 02/1987 | Present |
1) Name: Colby James Band Inv rel: N Add: Residential Nature: Rock Band Position: Guitarist Start date: 1/01/2019 No. HR/MO: 10 No. HR/MO during sec trading: 0 2) NAME: Starkweather & Shepley INV REL: Y ADD: 60 CATAMORE BLVD, EAST ROVIDENCE, RI 02914 NATURE: INSURANCE SALES - LIFE INSURANCE, DISABILITY, FIXED ANNUITIES, Health and Group Benefits POSITION: Senior Vice President START DATE: 12/01/2022 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Sales and services of Corporate Group Benefits plans to include company group medical/dental/vision/life/std/ltd 3) NAME: RAIOLA SOLUTIONS INV REL: Y ADD: 55 SUSAN DR., SWANSEA MA 02777 NATURE: EMPLOYEE GROUP BENEFITS POSITION: BROKER START DATE: 12/01/2023 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: BROKER FOR GROUP EMPLOYEE BENEFIT PLANS, GROUP MEDICAL, DENTAL, VISION, LIFE, STD AND LTD. PLANS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-31 |
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