Caleb Neves

Current Employers

Employment History

• 01/2016 → 03/2017
  Metlife Securites, Inc.
  East Providence, RI
• 03/2017 → Present
  Mml Investors Services, Llc
  Warwick, RI
• 07/2016 → Present
  Mass Mutual Life Insurance Company
  Warwick, RI

Previous Registrations

• 2016-04-06 → 2018-02-01
  Mariner
  East Providence, RI
  Overland Park,, KS
• 2016-03-08 → 2017-03-25
  Msi Financial Services, Inc.
  East Providence, RI

Other Businesses

(1)Name: Caleb Neves Inv rel: Y Add: 26 Cole St Bristol RI 02809 Nature: Simple Rental Property- Real Estate Position: Owner Start date: 06/06/2013 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Landlord.. (2)Name: Caleb Neves Inv rel: Y Add: 501 Wampanoag Trail East Providence RI 02915 Nature: Outside Insurance; Independent Insurance Position: Sales Start date: 11/18/2008 No. HR/MO: 0 No. HR/MO during sec trading: 1 (3)Name: Neri Financial Inv rel: Y Add: At Residential Address Nature: Other; LLC Position: Partner Start date: 03/17/2022 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Used only for managing and paying expenses. (4)Name: Neri Property Group, LLC Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Owner Start date: 04/01/2022 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Managing cash flow for properties, handling questions for tenants. (5)Name: Stepping Up Inv rel: Y Add: At Residential Address Nature: Board Service Position: Organizer Start date: 06/01/2022 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Registered the LLC and opened a bank account for my wife's charity. This is run by wife and my involvement is volunteer only.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-15
• S63 Uniform Securities Agent State Law Examination
  2006-01-06