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Phillip Rodowicz

J.P. Morgan Securities LLC

Avon, CT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-18
  • CT RA
    APPROVED
    Since 2022-05-18

Branch Locations

205 W Main St, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Coventry CT 02/2019 05/2022
Key Investment Services Llc Coventry CT 03/2019 12/2020
Massachusetts Mutual Life Insurance Co. Springfield MA 08/2011 04/2018
Unemployed Manchester CT 05/2018 02/2019
Jpmorgan Chase Bank, N.A. Avon CT 05/2022 Present
J.P. Morgan Securities Llc Avon CT 05/2022 Present
  • 02/2019 → 05/2022
    Key Bank
    Coventry, CT
  • 03/2019 → 12/2020
    Key Investment Services Llc
    Coventry, CT
  • 08/2011 → 04/2018
    Massachusetts Mutual Life Insurance Co.
    Springfield, MA
  • 05/2018 → 02/2019
    Unemployed
    Manchester, CT
  • 05/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Avon, CT
  • 05/2022 → Present
    J.P. Morgan Securities Llc
    Avon, CT
Previous Registrations
  • 2005-08-22 → 2008-01-08
    A. G. Edwards & Sons, Inc.
    Glastonbury, CT
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-27
S63 Uniform Securities Agent State Law Examination 1987-07-30
  • S66 Uniform Combined State Law Examination
    2019-06-27
  • S63 Uniform Securities Agent State Law Examination
    1987-07-30
Other Names
  • Phillip Rodowicz
  • Phillip J Rodowicz

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Avon, CT
EDWARD JONES · AVON, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Avon, CT
PARK AVENUE SECURITIES LLC · AVON, CT
IRONWOOD CAPITAL ADVISORS LLC · AVON, CT
IRONWOOD CAPITAL CONNECTICUT I LLC · AVON, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · AVON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Avon, CT

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